Chapter Four · failure evidence

What Fuel Cell & Battery Cycling Protocols got wrong, from 49 dissertations

The evaluated records demonstrate that experimental cycling protocols and lifetime modeling methodologies often fail due to unexpected degradation mechanisms such as lithium plating, parasitic interphase growth, and chemical decomposition. Furthermore, standard test procedures, simplified thermal-electrochemical models, and unconstrained dispatch protocols frequently introduce diagnostic inaccuracies or accelerate cell capacity loss during dynamic operation. These records come from PhD theses at 17 institutions, 2021 to 2026. Each links to its thesis. They were extracted by language models reading the full text, so treat each as a lead to read, not a verdict.

Diagnostic and experimental testing protocols fail to accurately evaluate degradation during cell cycling

9 theses · 8 institutions

Standardised and rapid diagnostic protocols often introduce severe measurement artifacts, such as overestimating degradation rates or inverting performance rankings under realistic dynamic cooling. In other cases, early cycling transient instability and overlapping electrochemical reactions obscure true degradation mechanisms during capacity assessment.

Considered and rejected

Considered and rejected: Rejected simple capacity-limited (CL) half-cell cycling for evaluating foil stability because dynamic lithium inventory buildup obscured true degradation mechanisms in full cells

Design of composite foil anodes for lithium-ion batteries · UT Austin

Considered and rejected

Considered and rejected: Rejected using the 4-h Standard 145.2 capacity test because it overestimates degradation rate by up to 2.7 times due to initial fast degradation transient.

Ozone removal air cleaning devices : test method and performance assessment · UT Austin

Considered and rejected

Considered and rejected: Rejected the potentiometric battery entropy testing method due to test durations spanning multiple days per cell.

High-powered electric motorcycle integrated performance studies · University of Nottingham Repository

Tried and failed

standardised datasheet specifications and ambient convection testing applied to battery cell performance ranking. Outcome: did not generalise. Reason: rankings inverted under realistic thermal cooling and dynamic load conditions

Thermal characterisation and performance of cylindrical lithium-ion batteries · Imperial

Lost to a baseline

In LFP||Li capacity cycling at 0.1–1 C, the three-electrode coin cell yielded slightly lower capacity and higher variability between cycles compared to the standard two-electrode configuration.

NOVEL METHODS AND MECHANISTIC UNDERSTANDING OF BATTERY MATERIALS AND INTERFACES · Cornell

Considered and rejected

Considered and rejected: Rejected cyclic voltammetry (20 mV/s) for liquid cell degradation studies because high scan rate causes mass transport limitations and peak broadening, failing to match galvanostatic battery degradation

Towards reproducible lithium-ion battery cycling using liquid-phase transmission electron microscopy · EPFL

Considered and rejected

Considered and rejected: Rejected defining anionic redox reversibility as the ratio of discharge capacity to charge capacity, because transition metal and Ru reduction during discharge convolute the separate evaluation of oxygen redox reduction.

Understanding and Exploiting Anion Redox Process for High Energy Density Positive Electrode Materials for Li-ion Batteries · MIT

Considered and rejected

Considered and rejected: Discarded data from cycles 1 to 20 because discharge capacity shrinkage and temperature trends had not yet converged

Embedded Dense Neural Networks for Battery Cyclability Prediction on Automotive Microcontroller Devices · Harvard

Considered and rejected

Considered and rejected: Rejected relying on half-cell potential and chloride sampling for capacity rating because data fluctuated heavily and contradicted physical strand condition.

Experimental Investigations of Residual Strength and Repaired Strength of Corrosion Damaged Prestressed Bridge Beams · Virginia Tech

High-rate charging and unconstrained operational dispatch protocols induce accelerated battery degradation

8 theses · 5 institutions

Operating cycling protocols at high charging rates or sub-zero temperatures frequently triggers damaging phenomena like lithium plating and transport limitations. Additionally, energy management and dispatch protocols that omit battery state-of-charge constraints or enforce rigid setpoints cause progressive cell depletion and excessive cycling degradation.

Lost to a baseline

Room-temperature C/3 cycling of DMOHC cells caused lithium plating and failed compared to standard EC-based baseline electrolytes due to excessive viscosity.

Li-ion Cell Electrolytes For Enhanced Performance at High Temperatures · DalSpace

Tried and failed

high-current pulse charging protocol applied to low-temperature battery charging. Outcome: worse than baseline. Reason: severe lithium plating and transport limitations at sub-zero temperatures degraded cell lifetime faster than standard charging

Lithium-ion battery fast charging: understanding the effects of transport properties and thermal heterogeneity on lithium plating · Imperial

Considered and rejected

Considered and rejected: Canonical generation-centric dispatch (GCD) model that disregards battery cycling degradation costs, leading to higher overall social costs and financial losses for storage.

Efficiency and Market Power in Electricity Markets with Inelastic Demand, Energy Storage, and Hybrid Energy Resources · JScholarship

Considered and rejected

Considered and rejected: Sequential/combined DP+PMP for speed planning and energy management co-optimization, rejected because omitting battery SoC constraints results in 5-33% higher fuel consumption on fast driving cycles

Predictive energy management of fuel cell electric trucks Prädiktives Energiemanagement für Brennstoffzellen-Lkw · DSpace-CRIS at TU Wien

Lost to a baseline

High loading cells at 20 °C cycled at C/2 reached 92% capacity retention at 6000 h, beaten by C/4 cycling (97%) and regular loading baseline (99%) due to Li plating

EXTENDED LIFETIME AND INCREASED ENERGY DENSITY STUDIES FOR LI-ION CELLS · DalSpace

Considered and rejected

Considered and rejected: Rejected using pure average-load forecast alone in the EMS without a battery SoC correction term, as high-load cycles led to progressive battery depletion.

Predictive power demand, energy and thermal management for fuel cell electric tractors · DSpace-CRIS at TU Wien

Considered and rejected

Considered and rejected: Restricting ES voltage smoothing to active power ramp rate control only (Technique I), rejected due to excessive battery cycling and lack of visibility into broader grid disturbances.

Interphase power flow control and voltage regulation in distribution systems with high photovoltaic generation · UT Austin

Considered and rejected

Considered and rejected: Rejected continuously targeting a strict 50% state-of-energy for battery ramp-rate smoothing, adopting a 40–60% SOE band instead to avoid excessive cycling, degradation, and conversion losses

Power Intermittency and Technoeconomic Performance of Solar Photovoltaic Systems With Energy Storage · DalSpace

Capacity forecasting and degradation models fail to predict battery aging across cycling horizons

7 theses · 5 institutions

Empirical and machine learning models often fail to extrapolate capacity fade across extended cycle horizons or across domain shifts between simulation and experiment. Omitting cycle-depth dynamics or relying on uncorrected single-feature signals leads to unphysical degradation trends and inaccurate remaining useful life estimates.

Tried and failed

differential capacity curve-fitting degradation analysis applied to elevated temperature battery aging data. Outcome: did not converge. Reason: fitting produced unphysical trends of increasing electrode capacity and decreasing loss of active material after extended cycling

The effect of micro and nano scale phenomena on system level design and engineering of hybrid pemfc systems · Imperial

Tried and failed

sequence-to-sequence LSTM for trajectory forecasting applied to long-term battery capacity degradation. Outcome: unstable. Reason: exhibited sudden initial prediction discontinuities and severe overestimation of degradation rates

Data-driven early prediction and modeling of lithium-ion battery capacity degradation · Iowa State

Tried and failed

low state-of-charge internal resistance feature applied to battery cycle life prediction across protocols. Outcome: did not generalise. Reason: formation temperature variations disrupted the correlation between resistance and lifetime

Interpretable Approaches for Optimizing the Pulse Diagnostics and Formation for Lithium-ion Batteries · MIT

Tried and failed

delta learning from simulation to experiment applied to battery state of health estimation. Outcome: did not generalise. Reason: poor extrapolation when bridging domain shifts between simulation and experimental datasets

Computational and data-enabled approaches for modeling and prognostics of engineered systems · Iowa State

Tried and failed

Linearized degradation model approximation applied to Battery energy storage control. Outcome: worse than baseline. Reason: Omitted cycle-depth dynamics, causing unprofitable fluctuations compared to rainflow-based degradation modeling

Reinforcement learning for enhancing the stability and management of power systems with new resources · UT Austin

Tried and failed

transfer learning for long-term degradation prediction applied to battery state of health estimation. Outcome: did not generalise. Reason: model failed to extrapolate capacity loss during late-life aging phases beyond trained cycle horizons

Modeling and Simulation of Power System with High Penetration of Inverter-based Resources · Georgia Tech

Considered and rejected

Considered and rejected: Rejected using battery discharge capacity alone for RUL prediction because capacity oscillations cause inaccurate predictions.

NOVEL ARCHITECTURE AND MACHINE LEARNING MODELS FOR SYSTEM PROGNOSTIC AND REMAINING USEFUL LIFE PREDICTION WITH UNCERTAINTY QUANTIFICATION · Georgia Tech

Redox flow battery cycling protocols suffer from active species degradation and hydrodynamic losses

7 theses · 4 institutions

Redox flow cell cycling frequently suffers from irreversible chemical degradation of electroactive molecules and severe crossover accelerated by electrolyte flow. Furthermore, equal-volume remixing strategies fail to recover lost capacity when irreversible side-reaction drift occurs during cycling.

Tried and failed

transition metal coordination complexes as redox electrolytes applied to aqueous redox flow batteries. Outcome: unstable. Reason: rapid capacity fade caused by structural degradation of the coordination complex during flow cell cycling

Development of Iron Complex-based Aqueous Redox Flow Batteries for Large-scale Energy Storage · Harvard

Lost to a baseline

In the flow mode, HGO-BC composite membrane discharge capacity retention reached only 70% after 100 cycles compared to ~91% over 400 cycles in static mode due to electrolyte flow accelerating membrane disintegration and exacerbating crossover.

Highly concentrated electrolyte design for high-energy and high-power redox flow batteries · UT Austin

Tried and failed

Sequential multi-electron transfer with disparate redox potentials applied to redox flow battery active materials. Outcome: worse than baseline. Reason: Large potential splitting between electron transfer steps causes severe voltaic efficiency losses under current.

Rational design strategies for redox flow batteries · MIT

Tried and failed

introducing multiple ionic solubilizing groups to quinones applied to neutral aqueous organic redox flow batteries. Outcome: unstable. Reason: exhibited rapid chemical or electrochemical degradation leading to a high capacity fade rate during cycling

Development of Redox Organics for Aqueous Flow Batteries · Harvard

Tried and failed

equal-volume remixing of degraded electrolytes applied to redox flow battery capacity recovery. Reason: mixing spent posolyte and negolyte failed to provide significant capacity recovery due to irreversible side-reaction drift

Bringing Redox Flow Batteries to the Grid: Techno-economic Modeling for Chemistry-Informed Design of Redox Flow Batteries · MIT

Tried and failed

symmetric bipolar redox molecule cycling in batteries applied to single-molecule non-aqueous redox flow batteries. Outcome: unstable. Reason: both positive and negative redox states suffered rapid chemical degradation into unidentifiable electroactive species

The Synthesis and Application of 1,4-Dithiins, Thianthrenes, and Other Sulfur-Rich Scaffolds · MIT

Lost to a baseline

C60Fc2 without polarity switching experienced 1.01% capacity fade per cycle, performing worse than C60Fc1 at 0.33% per cycle.

Multi-Electron Charge Carriers for Next-Generation Flow Batteries · University of Nottingham Repository

Simplified thermal and equivalent circuit models fail under dynamic cycling conditions

6 theses · 4 institutions

Simplified equivalent circuit and zero-dimensional thermal models fail to capture nonlinear overpotentials and dynamic diffusion peaks during high-rate or transient cycling. Conversely, detailed multi-dimensional electrochemical models create excessive computational complexity, while static lookup tables fail as cell parameters drift with aging.

Tried and failed

constant thermal properties in dynamic heat transfer applied to battery thermal equivalent circuit modeling. Outcome: did not generalise. Reason: cumulative error over long transient cycles caused model divergence from experimental data

Thermal-managed oriented, multi-domain battery modelling and experimental validation. · Cranfield

Tried and failed

current-independent equivalent circuit model applied to dynamic battery voltage prediction. Outcome: did not generalise. Reason: linear circuit parameters failed to capture nonlinear overpotentials during high dynamic current rates and low state-of-charge

A tool for analyzing the evolution of non-uniformities in lithium-ion cylindrical battery cells at the module level under various operating conditions · Virginia Tech

Tried and failed

lumped thermal model parameter estimation applied to battery degradation mode quantification. Outcome: no signal. Reason: High C-rate charging datasets produced weak, non-robust minima in the optimization objective function.

A novel diagnostic technique for the quantification of lithium-ion battery degradation modes under in- operando conditions · Imperial

Considered and rejected

Considered and rejected: Rejected 1D/3D CFD engine and full P2D electrochemical battery models for cycle optimization due to excessive computational complexity, adopting quasi-static map and ECM models instead

Development of Innovative Methodologies to Support the Design of Connected and Electrified Vehicles · IRIS - POLITO - prod

Tried and failed

cell balancing during discharge applied to series-connected battery pack with thermal gradients. Outcome: worse than baseline. Reason: warmer cells shift to lower state of charge, reducing total pack energy without capacity gains

Effects of temperature inhomogeneity in lithium-ion batteries connected in series: experiments and modelling · Imperial

Tried and failed

zero-dimensional heat generation model without diffusion applied to degraded battery cells at high C-rates. Outcome: did not generalise. Reason: omitting diffusion dynamics smoothed out characteristic peaks and troughs under high operational rates

A novel diagnostic technique for the quantification of lithium-ion battery degradation modes under in- operando conditions · Imperial

Considered and rejected

Considered and rejected: Offline fixed lookup-table parameterization across battery lifetime was rejected for HBS control because module parameter drift during degradation led to inaccurate SOC estimation and poor power allocation tracking.

An integrated battery unit regulation strategy · Cranfield

Initial formation and electrodeposition cycling protocols fail to build stable interphases

3 theses · 3 institutions

Protocols intended to form stable interphases can backfire by promoting parasitic secondary layer growth that increases cell impedance. Similarly, altered deposition or constant-potential formation routines fail to halt dendrite short-circuiting and cause severe active ion losses.

Tried and failed

slow initial nucleation current during electrodeposition applied to anode-free solid-state battery cycling. Outcome: no signal. Reason: did not improve cycling lifetime or prevent dendrite-induced short-circuiting during subsequent cycles

Probing Interfacial Dynamics in Solid-State Lithium Metal Batteries · Georgia Tech

Tried and failed

electrochemical cycling of solid electrolyte interfaces applied to symmetric solid-state lithium metal cells. Outcome: no signal. Reason: applied current consumed entirely by continuous parasitic interphase growth rather than metal deposition

Probing Interfacial Dynamics in Solid-State Lithium Metal Batteries · Georgia Tech

Tried and failed

slow formation charging rate applied to battery solid electrolyte interphase formation. Outcome: worse than baseline. Reason: extended time allowed secondary layer growth, yielding higher impedance and worse passivation than faster protocols

Learning the Electrochemistry of Degradation and Safety in Graphite Porous Electrodes for Lithium-ion Batteries · MIT

Tried and failed

constant-potential protocol for initial electrochemical interphase formation applied to lithium-ion battery cells. Outcome: unstable. Reason: caused severe irreversible active ion loss, capacity drop, and internal cell short-circuiting

Understanding and addressing the rate-limiting phenomena in energy-dense lithium-ion batteries · UT Austin

Left open by the authors

Problems the authors named and did not get to.

Left open

Test battery degradation and heterogeneity under dynamic EV power profiles and parallel string loads using coupled thermal-ECN simulation and experiments. Blocker: Requires battery pack cycling hardware/cyclers or unreleased parameterised pack models under dynamic drive cycles

Understanding the effects of heterogeneities on battery pack lifetime · Imperial

Left open

Address rapid degradation, poor fast-charging, thermal abuse tolerance, and air instability in high-voltage oxide cathodes under extreme temperatures. Blocker: Requires a wet chemistry and battery testing laboratory to synthesize, modify, and test physical cathode materials.

High-voltage oxide cathodes for high-energy-density lithium-ion batteries · UT Austin

Left open

Evaluate EIS-based battery health prognostics on a single cell subjected to varying drive cycles across its lifetime. Blocker: Requires a physical battery testing lab and potentiostat to run cycling and EIS measurements across varied drive cycles

Lithium-Ion Battery State of Health Estimation and Remaining Useful Life Prediction: Practical Techniques for Varied Operating Conditions · Scholarship at UWindsor Institutional Repository

Left open

Quantify degradation mechanisms and lifespan of novel high-nickel battery chemistries under real-life operating conditions. Blocker: Requires battery testing lab facilities, physical cells, and extensive long-term cycling experiments

Life-cycle modelling of lithium-ion batteries for electric vehicles · Imperial

Left open

Test the electrothermal state estimation method across NMC, LFP, solid-state chemistries and pouch and prismatic cell formats. Blocker: Requires physical battery testing hardware and physical cells of various chemistries/formats for experimental validation.

Electrothermal State Estimation of Lithium-Ion Cells for Cold-Climate Battery Management · Carleton University Institutional Repository

Left open

Perform pressure vessel trace gas and GC testing on failed lithium-ion cells at 30%, 50%, and 70% SOC to detect toxic gases. Blocker: Requires a physical lab setup with a pressure vessel, GC analytical equipment, and battery failure test apparatus.

Towards an investigation framework for lithium-ion battery fire forensics · UT Austin

Left open

Integrate 3D porous ceramic frameworks with high-voltage cathodes and test long-term stability under fast charging and thermal cycling. Blocker: Requires a wet chemistry and battery fabrication lab to assemble cells and perform extreme condition testing

Process Engineering for High-Energy Density and High-Power Lithium Metal Batteries · Georgia Tech

Left open

Experimentally test CO2 electrolyzer degradation mechanisms, catalyst stability, and stack lifetime under dynamic cycling and prolonged open-circuit operation. Blocker: Requires a wet-lab experimental setup and physical CO2 electrolyzer hardware

A framework for scalable CO₂ reduction : process modeling and techno-economics to identify performance and cost tradeoffs · UT Austin

Left open

Study chemo-mechanical damage, contact maintenance, and lithium trapping for aluminum foil anodes in solid-state electrolyte cells under high stack pressure. Blocker: Requires a physical wet-lab setup to build and test solid-state battery cells under high stack pressure.

Analyzing the Electro-Chemo-Mechanical Behavior of Aluminum Foil Anodes for Lithium-Ion Batteries · Georgia Tech

Left open

Simulate parallel battery packs under pulsed charging to study the impact of rebalancing currents and uneven heat generation on protocol optimization. Blocker: None

Lithium-ion battery fast charging: understanding the effects of transport properties and thermal heterogeneity on lithium plating · Imperial

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